Wells Fargo, SocGen to Settle With SEC, CFTC Over Use of Messaging Apps

Truist Financial also disclosed this week that some of its subsidiaries have received requests for information from regulators related to compliance with record-keeping requirements. #press

https://www.wsj.com/articles/wells-fargo-socgen-to-settle-with-sec-cftc-over-use-of-messaging-apps-ac420973?utm_source=press.coop

Reply to this note

Please Login to reply.

Discussion

No replies yet.